JD Supra

SEC Fines Director for Failing to Disclose Close Friendship With Senior Executive

In a novel enforcement action, the US Securities and Exchange Commission (SEC) charged a member of the board of directors of a New-York-Stock-Exchange (NYSE)-listed manufacturer of personal and ...
Hosted on MSN

What is an independent director? SEC chair explains

Securities and Exchange Commission (SEC) Chairman Francis Lim on Wednesday shed light on the role of an independent director in a company or corporation. “Basically… the idea of independent directors ...
Manila Standard

SEC to defend broker director term limits after court challenge

The Securities and Exchange Commission (SEC) said over the weekend it will defend its rules imposing term limits on broker ...
JD Supra

SEC charges director with proxy violation for failing to disclose personal relationship bearing on independence

Last week, the SEC announced settled charges against James R. Craigie, a former CEO, Chair and board member of Church & Dwight Co. Inc., an NYSE-listed “manufacturer of consumer-packaged goods,” for ...
CoinDesk

SEC Enforcement Director Gurbir Grewal Is Leaving the Agency

Gurbir Grewal, the U.S. Securities and Exchange Commission’s (SEC) director of enforcement, is stepping down and departing the agency, according to a Wednesday press release. Grewal’s last day will be ...
Crowdfund Insider

SEC Director of Enforcement Will No Longer Have Independent Authority to Order Investigations

The Securities and Exchange Commission (SEC) has updated rules for enforcement actions. According to a document posted on the SEC’s website, the Director of Enforcement will no longer be able to issue ...
MarketWatch

Securitize Appoints Former SEC Director Brett Redfearn as President and Member of the Board of Directors

MIAMI, April 9, 2026 /PRNewswire/ -- Securitize (which has announced a proposed business combination with Cantor Equity Partners II, Inc. (Nasdaq: CEPT)), the leader in real-world asset tokenization, ...