SET has appointed Soravis Krairiksh, Senior Executive Vice President (SEVP) and Chief Markets Officer (CMO), as President of the Market for Alternative Investment (mai) and of LiVE Exchange (LiVEx), ...

Sensofusion is a Finnish drone detection and counter-drone company that designs, develops and sells software-driven solutions with the aim of protecting humans from autonomous weapons. The Company ...

LSEG and CMC Markets (“CMC”) today announced a multi-year strategic data agreement, expanding CMC's access to LSEG's financial data, news and analytics.

The Office of the Comptroller of the Currency (OCC) today issued a proclamation allowing national banks, federal savings associations, and federal branches and agencies of foreign banks to close ...

ASIC has released updated guidance on creditor-defeating dispositions (CDDs) for registered liquidators and their staff and launched a new booking system to help liquidators seeking assistance with ...

The Office of the Comptroller of the Currency (OCC) today announced a cease-and-desist order and a $350 million civil money penalty against American Express National Bank, Sandy, Utah (bank), for ...

While the technology may be modern, the underlying tactic is not. Financial fraud is nearly as old as money itself. The methods evolve, but the objective remains the same: persuade people to ignore ...

Dealers or dealing representatives sometimes receive an upfront commission or payment when their client purchases securities. Chargebacks occur when clients redeem their securities before a fixed ...

At its meeting Sept. 29-30, the FINRA Board of Governors approved four rule proposals for filing with the SEC and received briefings on key initiatives, including FINRA's ongoing rule modernization ...

New contracts will be based on CME FutureSports Performance Indexes tracking Official League Data CME Group, the world's leading derivatives marketplace, today announced it will launch the world's ...

An efficient and independent ESMA Executive Board - The success of the reform will ultimately depend on the Executive Board being able to exercise genuine supervisory authority and take decisions ...

North American corporate CUSIP requests totaled 9,100 in September, which represents a 6.5% increase on a monthly basis. On an annualized basis, North American corporate requests were up 10.3% over ...